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XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT) institutional ownership

Latest close $18.35 Jul 27, 2026
Market cap$257M 52-week range SectorFinancial Services
Funds holding · Q1 2026
51
reported XFLT position changes
Top owners · Q1 2026
No disclosed owners are available.
Institutional activity · Q1 2026
Activity unavailable N/A
51 buyers · 0 sellers

XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT) price and institutional activity

Dates

Q1 2026

$0 bought by 51 investors
Sit Investment Associates IncMorgan Stanley +49 more
$0 sold by 0 investors
Bought Sold Totals per quarter; hover a bar for the names.

XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT) institutional activity · 51

Investor Type Est. change Change Δ Own Date
Sit Investment Associates Inc · New
Change +663K Date Q1 2026
Sit Investment Associates Inc New· Q1 2026 +663K Q1 2026
Morgan Stanley · New
Change +602K Date Q1 2026
Morgan Stanley New· Q1 2026 +602K Q1 2026
Eagle Point Credit Management LLC · New
Change +440K Date Q1 2026
Eagle Point Credit Management LLC New· Q1 2026 +440K Q1 2026
Matisse Capital · New
Change +344K Date Q1 2026
Matisse Capital New· Q1 2026 +344K Q1 2026
Bulldog Investors, LLP · New
Change +187K Date Q1 2026
Bulldog Investors, LLP New· Q1 2026 +187K Q1 2026
Guggenheim Capital LLC · New
Change +153K Date Q1 2026
Guggenheim Capital LLC New· Q1 2026 +153K Q1 2026
Landscape Capital Management, L.L.C. · New
Change +144K Date Q1 2026
Landscape Capital Management, L.L.C. New· Q1 2026 +144K Q1 2026
Cresset Asset Management, LLC · New
Change +144K Date Q1 2026
Cresset Asset Management, LLC New· Q1 2026 +144K Q1 2026
Toronto Dominion Bank · New
Change +100K Date Q1 2026
Toronto Dominion Bank New· Q1 2026 +100K Q1 2026
Rpo LLC · New
Change +90K Date Q1 2026
Rpo LLC New· Q1 2026 +90K Q1 2026
Invesco Ltd. New· Q1 2026 +60K Q1 2026
Thomas J. Herzfeld Advisors, Inc. · New
Change +60K Date Q1 2026
Thomas J. Herzfeld Advisors, Inc. New· Q1 2026 +60K Q1 2026
Virtus Investment Advisers, LLC · New
Change +56K Date Q1 2026
Virtus Investment Advisers, LLC New· Q1 2026 +56K Q1 2026
Jane Street Group, LLC · New
Change +55K Date Q1 2026
Jane Street Group, LLC New· Q1 2026 +55K Q1 2026
Closed-End Fund Advisors, Inc. · New
Change +52K Date Q1 2026
Closed-End Fund Advisors, Inc. New· Q1 2026 +52K Q1 2026
Data through Q1 2026 · filed May 15, 2026
15 of 51

Famous investor activity in XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)

XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT) insider trading

Company insiders, action and economics first; trade and filed dates last.
Dates
Insider Title Type Price Qty Value Owned ΔOwn Trade date Filed date
Spence John Yogi · Officer Buy +$20K
Price $3.90 Qty +5K Owned 562K Trade date Feb 19, 2026 Filed date Feb 19, 2026
Spence John Yogi Officer Buy $3.90 +5K +$20K 562K Feb 19, 2026 Feb 19, 2026
Brombach Theodore J. · Director, Officer Gift (G) -8K
Owned 16K Trade date Dec 24, 2025 Filed date Dec 30, 2025
Brombach Theodore J. Director, Officer Gift (G) -8K 16K Dec 24, 2025 Dec 30, 2025
Spence John Yogi · Officer Gift (G) -8K
Owned 16K Trade date Dec 24, 2025 Filed date Dec 30, 2025
Spence John Yogi Officer Gift (G) -8K 16K Dec 24, 2025 Dec 30, 2025
Flynn Kimberly Ann · Officer Other Form 4 events 4K
Owned 47K Trade date Dec 24, 2025 Filed date Dec 30, 2025
Flynn Kimberly Ann Officer Other Form 4 events 4K 47K Dec 24, 2025 Dec 30, 2025
McCulloch Benjamin · Officer Other Form 4 events 3K
Owned 11K Trade date Dec 24, 2025 Filed date Dec 30, 2025
McCulloch Benjamin Officer Other Form 4 events 3K 11K Dec 24, 2025 Dec 30, 2025
Law Lauren Kristen · Other Buy +$100K
Price $5.01 Qty +20K Owned 20K Trade date Oct 24, 2025 Filed date Oct 27, 2025
Law Lauren Kristen Other Buy $5.01 +20K +$100K 20K Oct 24, 2025 Oct 27, 2025
Jones Scott C. · Other Sell −$73K
Price $5.62 Qty −13K Owned 0 Trade date Sep 11, 2025 Filed date Sep 12, 2025
Jones Scott C. Other Sell $5.62 −13K −$73K 0 Sep 11, 2025 Sep 12, 2025
Spence John Yogi · Officer Buy +$13K
Price $6.38 Qty +2K Owned 552K Trade date Feb 21, 2025 Filed date Feb 21, 2025
Spence John Yogi Officer Buy $6.38 +2K +$13K 552K Feb 21, 2025 Feb 21, 2025
Spence John Yogi · Officer Buy +$19K
Price $6.41 Qty +3K Owned 550K Trade date Feb 19, 2025 Filed date Feb 19, 2025
Spence John Yogi Officer Buy $6.41 +3K +$19K 550K Feb 19, 2025 Feb 19, 2025
Spence John Yogi · Other Buy +$13K
Price $6.50 Qty +2K Owned 547K Trade date Dec 19, 2024 Filed date Dec 20, 2024
Spence John Yogi Other Buy $6.50 +2K +$13K 547K Dec 19, 2024 Dec 20, 2024
Brombach Theodore J. · Director, Officer Other Form 4 events -6K
Owned 21K Trade date Dec 18, 2024 Filed date Jan 16, 2025
Brombach Theodore J. Director, Officer Other Form 4 events -6K 21K Dec 18, 2024 Jan 16, 2025
Spence John Yogi · Officer Other Form 4 events -6K
Owned 21K Trade date Dec 18, 2024 Filed date Jan 13, 2025
Spence John Yogi Officer Other Form 4 events -6K 21K Dec 18, 2024 Jan 13, 2025
McCulloch Benjamin · Officer Other Form 4 events 3K
Owned 7K Trade date Dec 18, 2024 Filed date Jan 13, 2025
McCulloch Benjamin Officer Other Form 4 events 3K 7K Dec 18, 2024 Jan 13, 2025
Flynn Kimberly Ann · Officer Other Form 4 events 3K
Owned 43K Trade date Dec 18, 2024 Filed date Jan 13, 2025
Flynn Kimberly Ann Officer Other Form 4 events 3K 43K Dec 18, 2024 Jan 13, 2025
Spence John Yogi · Other Buy +831
Owned 25K Trade date Jul 17, 2024 Filed date Nov 15, 2024
Spence John Yogi Other Buy +831 25K Jul 17, 2024 Nov 15, 2024
15 of 33
15 of 33 Sign in to continue to older insider transactions.

XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT) activist and large shareholders

Dates
Owner/Filer identity Shares reported % of shares outstanding Filing date
Karpus Management, Inc. 376K
% of shares outstanding 36.1% Filing date Nov 7, 2024
Karpus Management, Inc. 376K 36.1% Nov 7, 2024
Sit Investment Associates, Inc. 638K
% of shares outstanding 4.2% Filing date May 5, 2026
Sit Investment Associates, Inc. 638K 4.2% May 5, 2026
Eagle Point Credit Management LLC 765K
% of shares outstanding 1.2% Filing date Nov 14, 2024
Eagle Point Credit Management LLC 765K 1.2% Nov 14, 2024
3 of 3

XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT) ownership FAQ

Who owns XFLT?

51 reporting institutions disclosed XFLT position changes in the Q1 2026 snapshot.

How is institutional activity calculated?

For each manager, WhoBought compares accepted consecutive 13F share counts. Share change is current shares minus prior shares. Estimated dollar change is that signed share change multiplied by the split-adjusted quarter-mean close. The activity table on this page uses Q1 2026.

What are activist and large shareholder filings?

An investor crossing 5% of a share class generally files Schedule 13D for activist intent or Schedule 13G for a passive position. The technical form names appear here rather than in the activity rows.

Where does this data come from?

Ownership and institutional activity come from SEC Form 13F filings. Insider activity comes from SEC Form 4, and large-shareholder activity from SEC Schedules 13D and 13G. FMP supplies price data only. Company logos use the local verified Parqet cache with one shared fallback.

Why are ownership reports delayed?

Form 13F is a quarterly disclosure and is normally filed after the quarter ends. Every ownership and activity value therefore names its represented period; it is not presented as a live position.

How are missing table values shown?

A muted dash marks a missing table value. It means the filing omitted the value, comparable data is unavailable, or no prior position exists for comparison.