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Saratoga Investment Corp. (SAR) institutional ownership

Latest close $19.37 Jul 27, 2026
Market cap$378M 52-week range SectorFinancial Services
Funds holding · Q1 2026
60
reported SAR position changes
Top owners · Q1 2026
No disclosed owners are available.
Institutional activity · Q1 2026
Activity unavailable N/A
35 buyers · 25 sellers

Saratoga Investment Corp. (SAR) price and institutional activity

Dates

Q1 2026

$0 bought by 35 investors
Bank of America CorpRaymond James Financial Inc +33 more
$0 sold by 25 investors
Closed-End Fund Advisors, Inc.Ameriprise Financial Inc +23 more
Bought Sold Totals per quarter; hover a bar for the names.

Saratoga Investment Corp. (SAR) institutional activity · 60

Investor Type Est. change Change Δ Own Date
Closed-End Fund Advisors, Inc. · Exited
Change −159K Δ Own −100.0% Date Q1 2026
Closed-End Fund Advisors, Inc. Exited· Q1 2026 −159K −100.0% Q1 2026
Ameriprise Financial Inc · Reduced
Change −47K Date Q1 2026
Ameriprise Financial Inc Reduced· Q1 2026 −47K Q1 2026
BlackRock · Reduced
Change −41K Date Q1 2026
BlackRock Reduced· Q1 2026 −41K Q1 2026
Bank of America Corp · Added
Change +24K Date Q1 2026
Bank of America Corp Added· Q1 2026 +24K Q1 2026
Raymond James Financial Inc · Added
Change +23K Date Q1 2026
Raymond James Financial Inc Added· Q1 2026 +23K Q1 2026
Hrt Financial LP · New
Change +22K Date Q1 2026
Hrt Financial LP New· Q1 2026 +22K Q1 2026
International Assets Investment Management, LLC · Added
Change +21K Date Q1 2026
International Assets Investment Management, LLC Added· Q1 2026 +21K Q1 2026
Vestgen Advisors, LLC · New
Change +19K Date Q1 2026
Vestgen Advisors, LLC New· Q1 2026 +19K Q1 2026
Greenwood Gearhart LLC · New
Change +18K Date Q1 2026
Greenwood Gearhart LLC New· Q1 2026 +18K Q1 2026
Trexquant Investment LP · Exited
Change −17K Δ Own −100.0% Date Q1 2026
Trexquant Investment LP Exited· Q1 2026 −17K −100.0% Q1 2026
UBS Group AG · Added
Change +14K Date Q1 2026
UBS Group AG Added· Q1 2026 +14K Q1 2026
Dynamic Technology Lab Private Ltd · Exited
Change −13K Δ Own −100.0% Date Q1 2026
Dynamic Technology Lab Private Ltd Exited· Q1 2026 −13K −100.0% Q1 2026
Susquehanna International Group, LLP · Exited
Change −13K Δ Own −100.0% Date Q1 2026
Susquehanna International Group, LLP Exited· Q1 2026 −13K −100.0% Q1 2026
Two Sigma Investments, LP · Reduced
Change −13K Δ Own −18.9% Date Q1 2026
Two Sigma Investments, LP Reduced· Q1 2026 −13K −18.9% Q1 2026
Brevan Howard Capital Management LP · Exited
Change −11K Δ Own −100.0% Date Q1 2026
Brevan Howard Capital Management LP Exited· Q1 2026 −11K −100.0% Q1 2026
Data through Q1 2026 · filed May 19, 2026
15 of 60

Famous investor activity in Saratoga Investment Corp. (SAR)

Saratoga Investment Corp. (SAR) insider trading

Company insiders, action and economics first; trade and filed dates last.
Dates
Insider Title Type Price Qty Value Owned ΔOwn Trade date Filed date
Oberbeck Christian L. · Director Other Form 4 events -3K
Owned 19K ΔOwn −11.8% Trade date Jul 22, 2026 Filed date Jul 23, 2026
Oberbeck Christian L. Director Other Form 4 events -3K 19K −11.8% Jul 22, 2026 Jul 23, 2026
Oberbeck Christian L. · Director, Officer, 10% Owner Gift (G) -1K
Owned 665K Trade date Jan 29, 2026 Filed date Jan 30, 2026
Oberbeck Christian L. Director, Officer, 10% Owner Gift (G) -1K 665K Jan 29, 2026 Jan 30, 2026
Oberbeck Christian L. · Director Gift (G) -1K
Owned 657K Trade date Dec 19, 2025 Filed date Dec 22, 2025
Oberbeck Christian L. Director Gift (G) -1K 657K Dec 19, 2025 Dec 22, 2025
Oberbeck Christian L. · Director, Officer, 10% Owner 3 operations -5K
Owned 84K Trade date Dec 11, 2025 Filed date Dec 11, 2025
Oberbeck Christian L. Director, Officer, 10% Owner 3 operations -5K 84K Dec 11, 2025 Dec 11, 2025
Oberbeck Christian L. · Director, Officer, 10% Owner Other Form 4 events -606
Owned 87K Trade date Sep 23, 2025 Filed date Sep 25, 2025
Oberbeck Christian L. Director, Officer, 10% Owner Other Form 4 events -606 87K Sep 23, 2025 Sep 25, 2025
Oberbeck Christian L. · Director, Officer, 10% Owner Other Form 4 events -2K
Owned 87K Trade date Jul 31, 2025 Filed date Aug 1, 2025
Oberbeck Christian L. Director, Officer, 10% Owner Other Form 4 events -2K 87K Jul 31, 2025 Aug 1, 2025
Oberbeck Christian L. · Director, Officer, 10% Owner Other Form 4 events -48
Owned 89K Trade date Jul 30, 2025 Filed date Jul 30, 2025
Oberbeck Christian L. Director, Officer, 10% Owner Other Form 4 events -48 89K Jul 30, 2025 Jul 30, 2025
Oberbeck Christian L. · Director, Officer, 10% Owner Other Form 4 events -28K
Owned 90K Trade date Jul 29, 2025 Filed date Jul 30, 2025
Oberbeck Christian L. Director, Officer, 10% Owner Other Form 4 events -28K 90K Jul 29, 2025 Jul 30, 2025
Steenkamp Henri J. · Director, Officer Other Form 4 events 4K
Owned 44K Trade date Jul 29, 2025 Filed date Jul 30, 2025
Steenkamp Henri J. Director, Officer Other Form 4 events 4K 44K Jul 29, 2025 Jul 30, 2025
9 of 9

Saratoga Investment Corp. (SAR) activist and large shareholders

Dates
Owner/Filer identity Shares reported % of shares outstanding Filing date
Black Diamond Capital Management, L.L.C.
% of shares outstanding 0.0% Filing date Feb 14, 2024
Black Diamond Capital Management, L.L.C. 0.0% Feb 14, 2024
1 of 1

Saratoga Investment Corp. (SAR) ownership FAQ

Who owns SAR?

60 reporting institutions disclosed SAR position changes in the Q1 2026 snapshot.

How is institutional activity calculated?

For each manager, WhoBought compares accepted consecutive 13F share counts. Share change is current shares minus prior shares. Estimated dollar change is that signed share change multiplied by the split-adjusted quarter-mean close. The activity table on this page uses Q1 2026.

What are activist and large shareholder filings?

An investor crossing 5% of a share class generally files Schedule 13D for activist intent or Schedule 13G for a passive position. The technical form names appear here rather than in the activity rows.

Where does this data come from?

Ownership and institutional activity come from SEC Form 13F filings. Insider activity comes from SEC Form 4, and large-shareholder activity from SEC Schedules 13D and 13G. FMP supplies price data only. Company logos use the local verified Parqet cache with one shared fallback.

Why are ownership reports delayed?

Form 13F is a quarterly disclosure and is normally filed after the quarter ends. Every ownership and activity value therefore names its represented period; it is not presented as a live position.

How are missing table values shown?

A muted dash marks a missing table value. It means the filing omitted the value, comparable data is unavailable, or no prior position exists for comparison.